Requirements for opening a brokerage account
Institutions
- Complete New Account Application Form
- Complete Brokerage Agreement Form
- Certified Copy of Certificate of Incorporation
- Articles of Association
- Anti-Money Laundering Policy or Compliance Manual
- Tax Identification Number or equivalent from regulator
- List of Directors and their IDs
- Letter of Reference from the Bank
- Certificate of good standing or equivalent
- Certified copy of National Registration Card (NRC) or Passport of authorized Signatories
- Specimen Signatures of Authorized Signatories
- Shareholding structure of the company
How to Start Trading
A brokerage account that gives you the ability to be a key player in the Zambian and International Capital Markets
1. Download Forms
Download the Individual or Institutional Forms as well as the Brokerage Agreement Form
2. Fill the Forms
Fill the Form that applies to you and sign every page with your initials at bottom corner of every page. Sign last page
3. Scan your ID & PoR
Scan your IDs, Passport Size Photo and Utility Bill and Reference Letter from a Professional Authority e.g. Lawyer or Banker
4. Upload Documents
Upload documents below or send an email to [email protected]